-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ArDaD6fV9jECSHq2lW9prbSmR6IyzgtuAjbFEXfdAOWxsyT+8R17WZL6z0PHj7h6 tFAq9Y4pNAzGnI/kY82vhw== 0000950152-98-008114.txt : 19981012 0000950152-98-008114.hdr.sgml : 19981012 ACCESSION NUMBER: 0000950152-98-008114 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981009 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALTON MAXIM HOUSEWARES INC CENTRAL INDEX KEY: 0000878280 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 363777824 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42085 FILM NUMBER: 98723588 BUSINESS ADDRESS: STREET 1: 550 BUSINESS CENTER DR STREET 2: C/O KENSINGTON CENTER CITY: MOUNT PROSPECT STATE: IL ZIP: 60056 BUSINESS PHONE: 7088034600 MAIL ADDRESS: STREET 1: 550 BUSINESS CENTER DRIVE CITY: MT PROSPECT STATE: IL ZIP: 60056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HART ALLEN R CENTRAL INDEX KEY: 0001068137 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2501 MARLBORO RD CITY: CLEVELAND HEIGHTS STATE: OH ZIP: 44118 BUSINESS PHONE: 2163216656 MAIL ADDRESS: STREET 1: 2501 MARLBORO RD CITY: CLEVELAND HEIGHTS STATE: OH ZIP: 44118 SC 13D/A 1 SALTON/MAXIM -- ALLEN HART SCHEDULE 13D/AMENDED 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------- SCHEDULE 13D AMENDMENT NO. 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) SALTON/MAXIM HOUSEWARES, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 795757103 (CUSIP Number) Allen R. Hart 2501 Marlboro Road Cleveland Heights, Ohio 44118 (216) 321-6656 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 1, 1998 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. (Continued on following pages) (Page 1 of 4 Pages) 2 CUSIP NO. 795757103 13D PAGE 2 OF 4 PAGES - ------------------- ----- ----- ----------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Allen R. Hart - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH 0 REPORTING ------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 3 SCHEDULE 13D SALTON/MAXIM HOUSEWARES, INC. This Statement on Schedule 13D (this "Statement") is filed by Allen R. Hart. ITEM 1. SECURITY AND ISSUER. This Statement relates to shares of common stock, par value $.01 per share ("Common Stock"), of Salton/Maxim Housewares, Inc. (the "Company"). The address of the principal executive offices of the Company is 550 Business Center Drive, Mount Prospect, Illinois 60056. ITEM 2. IDENTITY AND BACKGROUND. (a) This Statement is being filed by Allen R. Hart. (b), (c) and (f) Mr. Hart is self-employed in the business of investing and managing his investments. His business address is 2501 Marlboro Road, Cleveland Heights, Ohio 44118. Mr. Hart is a citizen of the United States of America. (d) and (e) During the past five years, Mr. Hart has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was not or is not subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not Applicable. ITEM 4. PURPOSE OF TRANSACTION. Not Applicable. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) and (b) Allen R. Hart is no longer the beneficial owner of any shares of Common Stock. 3 4 (c) Between September 21, 1998 and October 6, 1998, Mr. Hart sold, or directed the sale of, all 467,034 shares of Common Stock beneficially owned by him. All the sales were made at market prices ranging from $14.00 per share to $10.50 per share. All such transactions were open market sales. (d) Not applicable. (e) On or about October 1, 1998, Mr. Hart ceased to be the beneficial owner of more than five percent of the Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not Applicable. ITEM 7. EXHIBITS. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 8, 1998 /s/ Allen R. Hart ------------------------------------- ALLEN R. HART 4 -----END PRIVACY-ENHANCED MESSAGE-----